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the new york times
urgency tempers ethics concerns
in uganda trial of aids vaccine
october 1, 1998
KAMPALA, Uganda--Raphael Nawiro got up extra early one steamy
morning this summer. He walked a mile from his home, then took two
long bus rides until he reached Uganda's principal medical complex,
the aging, overburdened Old Mulago Hospital.
He went directly to the office of Dr. Roy Mugerwa, who will run an
AIDS vaccine trial that is about to begin here.
"I want to enroll in the study," he told the secretary, eager to take
part in a promising and ethically contentious experiment. "I want to help
find a cure for what's killing us all."
The secretary nodded gravely and told him where to go to fill out
forms. "I can't promise a thing," she said.
Nawiro, a schoolteacher, is under no illusions that the test of any
vaccine will prevent him from becoming infected with HIV, the virus
that causes AIDS. But at the age of 32 he has lost five members of
his family to this plague, and he is weary of the endless death that
has come to rule his country.
"It's time to do something serious about this disease," he said quietly
as he rushed off to work. "Isn't a vaccine really the only hope we have?"
On this continent the answer to that dark question is a ringing,
undeniable yes. People infected with HIV in rich countries now have
access to drug combinations that extend their lives. But in Africa, where
AIDS threatens to destroy an entire generation, there is no such reason
for optimism. And unless somebody comes up with a vaccine, that is
unlikely to change before millions more die.
In the past, ethical guidelines have made clear that vaccines should
be tested in developed countries--where health care is excellent--
before they are used in places without a safety net, like Uganda.
With AIDS, for the first time, the international medical community has
done away with that necessity.
"It has to be this way," said Mugerwa, medical professor at Makerere
University who is the principal investigator for the vaccine trial scheduled
to begin in October.
"Nobody is going to do it first anywhere else," he said, "and I don't
blame them. We are the people with the problem. Why should Americans
undertake risky research on themselves for a problem they don't really
have? That would make them the guinea pigs. The risk belongs here,
where the people are dying."
In Uganda, a country struggling valiantly to cope with an epidemic
that has infected 20 percent of its population, the questions surrounding
the trial have become deafening.
Who will take part in the first round, and what will happen if people
become infected and sick after they have volunteered, given that
Uganda spends about $6 per person annually on health care? Will they
receive the best medical care that money can buy, as they would in
America or France, two other countries that are testing AIDS vaccines?
If they do, who will pay? If not, will they be treated like any other
Africans--given aspirin, good wishes and no hope?
What if, as is often the case with vaccines, this trial shows that it
may not prevent an AIDS infection but it may make the disease less
deadly? Should the test be stopped immediately so that the vaccine
can be given to people right away, before scientists can find out the
answers to how good the vaccine might ultimately be or how best to
use it? Or should the test go on, with some people receiving a useless
placebo, so that researchers can learn the full potential of any possible
vaccine?
And, although most scientific experts say there will be no useful
AIDS vaccine for at least a decade, what will happen if that vaccine
is eventually produced thanks to the help of the eager, fragile and
desperate people of Uganda?
What guarantee will there be, after helping to solve one of modern
medicine's most frightening and complex problems, that any proven
AIDS vaccine would be available here or in similar countries, where
most basic medicines are too expensive to buy?
Drug companies will want to recoup their enormous investments,
and that means selling a vaccine to people who can pay for it.
Few effective vaccines, even the one for hepatitis B, which was
developed only after long testing in Senegal, have been made routinely
available in Africa.
They just cost too much.
"Everybody is worried that we will use Africa, develop a vaccine
there, say thanks and then take it back to Europe and America," said
Dr. Peter Piot, the executive director of the United Nations AIDS
Program, who has worked to focus more attention on the scope of
the epidemic in the developing world. "I don't believe that will happen.
But we are in a terrible position. The process is perilous. It is unfair.
And it is filled with inequities--because the world is filled with inequities.
"What is our choice? In Africa they need a vaccine. Should we just
tell them we have too many ethical problems to help them find one?"
A walk across the campus of the Old Mulago, this giant hospital
complex that has served as ground zero in Africa's gruesome fight
with AIDS, answers that question in about five minutes.
There are no waiting rooms, but every landing on every floor
overflows with sick people. Mothers in bright cotton robes sit quietly
nursing their infants; old men wheeze in the stairwell. Hundreds of men
and women sit in eerie silence, coughing and waiting for a number to be
called. Some wait for days, sleeping when they can, eating if there is
food. There is probably no hospital on earth--and possibly no country--
more besieged by the AIDS epidemic. Every pair of eyes seems to spell
the word despair.
So despite a rancorous debate in the West, where critics say Africans
will be misused in any test here because the highest standards of care
and of informed consent are impossible to attain, Uganda is about to
begin its trial. And it is hard to find anybody in this country who thinks
that's a bad idea.
Forty healthy volunteers will be selected. Half will receive a
placebo that would have no effect on an HIV infection. The other half
will receive a vaccine into which some genes responsible for producing
important HIV proteins, some building blocks of the virus, have been
inserted. There will be no actual virus in the vaccine. It is an initial
test and its purpose is to see whether it is safe and whether it it has
any effect.
If the vaccine stimulates the body's defenses--and the placebo
does not--that will mean that the vaccine should undergo further tests
on a larger group of people.
There are different strains of HIV, known as clades, and the
predominant strains from Africa are different from those usually seen in
the West. Still, one of the critical questions about any vaccine is
how widely it can be used, and the hope is that at least the basic
building blocks of any vaccine that work on one strain would also
work on the others.
Because the vaccine may reduce the amount of HIV in people who
have already become infected, it cannot really be tested broadly in the
United States. Americans who are diagnosed with HIV now immediately
start a drug treatment regimen aimed at cutting down the amount of
the virus in their bloodstream.
Anything less would be considered unethical. But if people in a
vaccine trial are also on these new drugs, researchers would have no
way to judge whether a vaccine is reducing the virus, or whether the
medicine was doing it.
Since people in Uganda cannot hope to afford such drug treatment,
which can cost more than $15,000 a year, they are perfect subjects
for such a vaccine test.
"The question arises are we basically exporting our risky scientific
research, from which we would benefit, to the third world?" said Thomas
M. Murray, director of Case Western Reserve University's Center for
Biomedical Ethics, speaking at a forum on the vaccine trials this year.
Case Western, which for years has had a relationship with Makerere
University Medical School, is one of the vaccine trial sponsors.
"This is a far more morally complicated issue than critics of the
research have ever made it out to be," Murray said.
That's because it has become clear to many people that there are
practical and cultural barriers to applying the same standards of ethics
in America and Africa. In the United States, for example, informed
consent is required for people who take part in drug tests. They need
to know what the test will do, what the risks are and what the rewards
are. In Africa, such consent is often given by husbands or doctors or
tribal leaders and many health officials say the country simply doesn't
have enough trained doctors to inform everyone about complicated
programs like the AIDS vaccine trials. Informing a representative of a
village would never be considered enough in America, but in Uganda
who should decide what is enough?
Most experts, in Africa and in the West, say that every participant
always deserves to understand the risks and possibilities of trials.
And most specialists believe that informed consent is not only
possible in Africa, but essential if trials are to work. Still, there is
simply not enough time or money in most cases to make certain that
each potential risk or reward is understood.
"Things seem so simple in a rich country," said Dr. Peter Mugyenyi,
the director of Uganda's Joint Clinical Research Center, which will
administer the AIDS vaccine trials here in conjunction with a consortium
of groups that include the National Institutes of Health and
Pasteur-Merieux, the French company that has developed the
vaccine and will provide it for the study.
"They sometimes talk about this in America like it's the Tuskegee
experiment and we are simple, ignorant dupes," he said. In the
Tuskegee experiment, one of medicine's most notorious abuses of
research subjects, poor black men in Alabama were denied affordable,
effective and widely available treatment for syphilis. They were not
informed of their rights in the research or told what was happening
to them. And they were allowed to get sick when penicillin could have
cured them all.
"It's terribly insulting to us and to the Western agencies and
individuals who have worked with us," said Mugyenyi, who presides over
a state-of-the-art research center staffed with highly trained scientists
from Uganda, Europe and America. "Sure there are some questions that
are hard to address, like how will these people be cared for if they
become sick. But let's also look at the world and tell the truth. In the
history of medicine the only things that have really worked to stop
diseases in the third world have been vaccines. Drugs won't work for
us. Prevention has obviously failed.
"Education is almost impossible. Without a vaccine we are going to
keep on losing and we are going to lose a lot.'
More than a million people in Uganda have already died of AIDS. The
country's leadership is easily the most open in Africa about the issue--the
president and other leaders mention the disease in nearly every speech.
It is only rare families where at least one member has not fallen ill.
Mugerwa and his colleagues are aware that in the past, when vaccines
have been developed in Africa, they disappear as soon as they become
worth money. That is why Uganda decided to be in on every level of
testing.
"We are participating in the trials," he said, "not just with our citizens,
but with our brains. We have demanded a role in the research and we
have sent our best people abroad to help develop the drugs. When
this vaccine becomes effective--in a year or 10 years or two
generations--we want to be able to say that we have a central
interest in this product and you owe us for it."
That will help but it won't solve the problem. Representatives from
Pasteur-Merieux have said that it is now impossible to guess how much
a vaccine would cost since it does not yet exist. They have also said,
repeatedly, that foundations, international relief agencies, pharmaceutical
companies and governments will all have to band together to come up with
enough money to buy vaccines for poor countries. The message is clear:
First let's get a vaccine, then we will figure out how to get it to you.
"If you are a student of history, it's not all that comforting to see
how Africa has been treated in the past," said Dr. Edward Mbiddle, chief
of Makerere University's Cancer Institute. "But you know what? If we
are going to have a future, we can't afford to live in history."
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